Client relationship directors meet with plan sponsors and investment professionals to provide:

• Fiduciary Reviews, which include an analysis of a plan's mutual fund menu, a peer group comparison for each fund, the execution of an "Investment Policy Statement", a discussion of any recent legislation affecting the plan, a review of administrative practices, as well as any new Geller Group services or plan enhancements.
  
  
• Employee Communications Specialists conduct employee group meetings, as well as one-on-one consulting sessions with plan participants. These specialists also provide unbiased information, on demand enrollment kits, prospectuses, increased employee participation and 404(c) protection for ERISA fiduciaries.
  
  
• Client Relationship Managers provide fund selection and on-going evaluation of investment options to Registered Investment Advisors and Brokers, enabling plan sponsors to design investment lineups that deliver consistent, superior investment returns.
  
  
• Fiduciary Audit ®, which is a review of actual operations by the Geller Group as a certified participant in the Fiduciary Audit ® Protection Program sponsored by the international law firm of Greenberg Traurig, LLP, to ensure ERISA and Internal Revenue Code compliance.
  
  
• Self-Correction Procedures to cure operational failures and to protect the plan sponsor, ERISA fiduciaries and the financial and human resource managers handling the plan and plan assets.
  
  
• Self-Audit Compliance Process to enable a plan sponsor to make the required representations regarding plan compliance to plan auditors, plan service providers, legal counsel, parties in a merger or acquisition, as well as to insurance carriers underwriting fiduciary liability insurance and indemnification against IRS monetary sanctions