Welcome to Geller Group

Services

The Geller Group provides the right mix of services and programs to meet your specific needs and achieve your long-term goals. A change in regulatory environment and a demand for full disclosure has changed the way plan sponsors approach their qualified plans. The Geller Group is passionate about helping plan sponsors create an actionable strategy to manage fiduciary responsibility and plan administration. We have embraced "doing the right thing for the client" as a guiding principle."

The Geller Group also offers fee-based Registered Investment Advisors, as well as commission-based investment advisors, a multi-fund family platform, a full service third party plan administrator and recordkeeper, and the direct payment of commissions and fees.

The Geller Group also offers law firms, accounting firms, property and casualty brokers, and other business advisors the opportunity to participate in the plan asset investment business as a paid solicitor.

For information on our services, please follow the links below.

Note that you can click here to request a copy of the SAS 70 report on the controls placed in operation and tests of operating effectiveness for the third-party employee benefits administration provided by the Geller Group.

Benefit Consultants	Review plan design, ERISA compliance, operational considerations and employer concerns.
ERISA Attorneys	Ensure continued plan compliance, provide ongoing advice and discuss legislative developments.
Dedicated Administrators	Coordinate Geller Group personnel, provide administrative services, handle service requests and monitor plan compliance.
Conversion Process	At the Geller Group, we recognize that nothing is more important than insuring a seamless transition from one 401(k) service platform to another. That's why our experienced and professional conversion team will work with you to help insure that schedules are met and your role is simplified. To further insure a smooth transition, the Geller Group assigns a Conversion Specialist to be your "single point of contact" throughout the process. We help plan sponsors achieve a smooth conversion and effect simplified administration.
Registered Investment Advisor Solution	Registered Investment Advisors establish strategic alliances with the Geller Group enabling them to focus on managing assets and growing their business. We offer Investment Advisors affiliated with the Fidelity and Schwab platforms the ability to bill their fee or have their fee charged to plan assets.
Commissioned-Based Advisor Solution	Brokers establish strategic alliances with the Geller Group enabling them to focus on managing assets and growing their businesses. We offer broker-friendly platforms through MG Trust, Nationwide and Fidelity, and the direct payment of commissions.
Paid Solicitor Solution	The Geller Group offers law firms, accounting firms, property and casualty brokers, and other business advisors the opportunity to participate in the plan asset business without a registered representative license or an investment advisor registration. We pay annual referral fees on a quarterly basis to our paid solicitors pursuant to a written agreement and disclosure statement.
Participant Investment Guidance	Our web technology provides investment guidance to help plan participants make the difficult savings and investment decisions required by their participation in a self-directed defined contribution plan. Our web technology utilizes our recordkeeping system including the participant's 401(k) deferral rate, account balance and plan asset investment values to recommend specific asset class allocations and 401(K) deferral rates.
Participant Access	Participants have two methods of accessing their retirement plan-the touch-tone telephone service or the interactive Web site.
Client Relationship Managers	Provide hands-on management, meet with plan sponsors and investment professionals to strengthen client relationships, conduct fiduciary reviews at least annually and provide hands-on management.
Paying Agents	Prepare checks, issue IRS Form 1099-R, effect tax withholding and coordinate with IRA custodians.
Enrolled Actuaries	Prepare valuations, issue actuarial certifications and calculate benefits for defined benefit plans and design enhanced defined contribution plans.
ERISA Auditing Support Services	We support auditors of qualified plans subject to independent accoutants' opinions and ERISA's reporting requirements.
Employee Communications Specialists	Provide on-site enrollment services and ongoing participant education, and conduct one-on-one counseling sessions with plan participants.

To speak to someone regarding our services, please refer to our contact information.